Click on any of the links below to find cases that interest you.
We encourage your team to sample our compliance training program, Compliance 101, our interactive course.
Each lesson includes a quiz. Earn certificates to show commitment to best-practice training, compliance, and good corporate citizenship. Implement steps to protect against government investigations.
Contact us today to learn about:
- Non-prosecution agreements
- Deferred prosecution agreements
- Leniency and mitigation strategies
| Number | Profile | Agency | Annotation |
| 045 | COVID Fraud | SBA and OIG | Charges for fraud related to PPP and EIDL programs With more than 1 trillion dollars in funding for businesses, more government investigations underway, and more charges for white-collar crime. |
| 044 | Pill Mills | DEA | Maryland Nurses Busted for Running Pill Mill The DEA does not tolerate any type of drug distribution, including inappropriate prescriptions. |
| 043 | U.S. Department of Justice Antitrust Division and Office of Inspector General | Justice Department Sues Google for anti-competitive practices The U.S. Justice Department sues Google for anti-competitive practices. Prosecutors allege Google manipulated its way to the top by denying rivals equal access to the industry. | |
| 042 | Pilgrim’s Pride Corporation | U.S. Department of Justice Antitrust Division, U.S. Department of Commerce Office of Inspector General, Federal Bureau of Investigation, U.S. Department of Agriculture Office of Inspector General | Pilgrim’s Pride fined $108 million for antitrust violations. After a multi-year investigation, Pilgrim’s Pride Chicken fined $108 million for antitrust violations. Pilgrim’s Pride and others conspired to keep broiled chicken prices high despite the market’s demand. |
| 041 | Perfect Point Corporation, South Coast Gymnastics | The Department of Industrial Relations Division of Labor Standards Enforcement, California Labor Commissioner’s Office | Two Olympic gymnasts fined for Wage Theft and violating Employee Protection Laws Two Olympic gymnasts fined for Wage Theft and violating Employee Protection Laws |
| 040 | Michael Wibracht, Ruben Villarreal | SBA, Procurement Collusion Strike Force | Michael Wibracht, Ruben Villarreal SBA Fraud SBA Service-Disabled Veteran-Owned set-aside fraud on federal government contracting program. |
| 039 | Texas Heart Hospital of the Southwest LLP, THHBP Management Company, LLC | Department of Justice Civil Division, Department of Health and Human Services Office of the Inspector General | Texas Heart Hospital False Claims Act scheme $48 million settlement in Texas Heart Hospital False Claims Act scheme where hospital referred patients to other medical providers in which they had a vested financial interest. |
| 038 | Barton Schack, Regent Medical Properties, Bank Fraud | Federal Bureau of Investigation, Internal Revenue Service – Criminal Investigation | Barton Schack, Regent Medical Properties, Bank Fraud Barton Schack, Regent Medical Properties, Bank Fraud in Bergen County, NJ leads to prison. |
| 037 | HSBC agreed to pay $601 million for abusive mortgage practices | U.S. Department of Housing and Urban Development, Consumer Financial Protection Bureau, The Federal Reserve Bank | HSBC agreed to pay $601 million for abusive mortgage practices The federal government announced HSBC agreed to pay $601 million in fines and other penalties related to its abusive mortgage practices. |
| 036 | Ripple Labs | SEC | SEC Sues Ripple Labs For $1.3 billion SEC Sued Ripple Labs for $1.3 billion for selling unregistered securities |
| 035 | Federal Trade Commission | FTC | FTC Red Flag Rules The FTC Red Flag Rules require business that offer credit to document their procedures. |
| 034 | Los Angeles County Bureau of Investigation | Los Angeles County Bureau of Investigation | High School Principal Kyle Douglas Charged with Theft Authorities charged Kyle Douglas, a High school principal, with theft. Principal kept funds intended for school trip. Principal accepted money for unapproved use of school property. |
| 033 | American Asphalt South, Tim Griffin | City of San Diego / FBI | Bribery with Tim Griffin of American Asphalt South What can we learn about bribery with Tim Griffin of American Asphalt South? A lot. |
| 032 | Walter Kidde Portable Equipment, Inc. | Consumer Products Safety Commission | Consumer Products Safety Commission Investigated Kidde Consumer Products Safety Commission Investigated Kidde, resulting in $12 fine and recall on fire extinguishers |
| 031 | Philadelphia Wholesale Produce Market | FBI / IRS | Embezzlement and Tax Fraud: Caesar DiCrecchio Embezzlement and Tax Fraud: Caesar DiCrecchio caught stealing from Philadelphia Wholesale Produce Market |
| 030 | Venture Capital Investments, LLC, David Wagner, Breonna Clark d/b/a Eliot Clark d/b/a Alexander Pak, Cliniflow Technologies, LLC, Downing, Marc Lawrence, | Commodity Futures Trading Commission | Bitcoin Ponzi Scheme Leads to $12 million in Fines Bitcoin Ponzi scheme leads to $12 million in fines for business owners |
| 029 | Stephen Todd Reisinger, C&J Well Services | OSHA | OSHA Worker Fatality Guilty Plea “Stephen Todd Reisinger exposed to OSHA investigation and guilty plea. Agency Profiled: OSHA “ |
| 028 | ETA Computer | FBI | Timothy Semones Embezzlement Conviction While working as a CFO for ETA Computer Timothy Semones was charged with embezzlement. |
| 027 | Boeing | FAA, Dept. of Transportation Office of Inspector General | Boeing fined $2.5 billion for conspiracy to defraud “Boeing fined $2.5 billion for conspiracy to defraud when two employees deceived federal regulators investigating two separate plane crashes. “ |
| 026 | Unlimited Medical Research, Dr. Yvelice Villaman Bencosme, Lisett Raventos | Food and Drug Administration, Office of Criminal Investigation | Florida Doctors Plead Guilty to Medical Research Fraud Two Florida Doctors Plead Guilty to Medical Research Fraud and receive hefty prison sentences. |
| 025 | Worley and Obetz / Fulton Bank | FBI | Fulton Bank, Fraudulent Loans, Worley & Obitz Case study on Fulton Bank, Fraudulent Loans, Worley & Obetz. Scheme led to $65 million in losses and bankruptcy. |
| 024 | Spectra Logic Corporation | FBI | Cyber-criminals Seek $3.6 million In Ransomware Attack Cyber-Criminals seek $3.6 million in a ransomware attack on IT company Spectra Logic. Spectra Logic fights back. |
| 023 | Harvest Moon Financial, Gentle Breeze Online, Green Stream Lending | FTC | Payday Lender Banned by Federal Trade Commission Learn about a Payday Lender banned by Federal Trade Commission in connection with predatory lending practices. |
| 022 | Empire Financial, Vista Enterprises | SEC | Serving on Board of Directors Learn the basic principles and critical considerations before serving on a Board of Directors |
| 021 | Blue Bell Ice Cream | FDA | Blue Bell Ice Cream’s Fraud and Conspiracy from Improper Disclosure Explaining how a CEO’s neglect led to Blue Bell Ice Cream’s Fraud and Conspiracy from Improper Disclosure |
| 020 | Peter Szatmari, David Sechovicz, Banc De Binary | CFTC / SEC | Binary Options Marketer and CFTC Investigation Binary Options Marketer and CFTC Investigation lead to millions in fines for deceptive marketing with binary options transactions. |
| 019 | Stericycle | EPA | Stericycle EPA Investigation Stericycle EPA Investigation leads to violations of the Clean Air Act, consent degree costing company more than $2 million. |
| 018 | Charles Jones / Lawyer-Wealth Advisor / Ponzi | FBI / SEC / DOJ / BOP | The Emotional Consequences of Criminal Behavior A first-person narrative about the emotional consequences of criminal behavior. |
| 017 | David Shulick DVHS Mgmt | DOJ / FBI / IRS / US Dept of Education | Embezzlement due to Inadequate Compliance by a Federal Contractor Teach how a failure in leadership may lead to charges for embezzlement due to inadequate compliance by a federal contractor. |
| 016 | Stiefel Labs | SEC | Stiefel Labs SEC Charges Examine Stiefel Labs’ SEC Charges and inadequate internal protections |
| 015 | JP Morgan | FBI / DOJ / CFTC | Market Manipulation Charges Against JP Morgan Learn how cheating while trading on U.S. capital markets led to market manipulation charges against JP Morgan and several traders employed by the company. |
| 014 | Keystone Biofuels | EPA / IRS / FBI | Fraudulent Claims for Tax Credits Educate why adhering to principled practices may protect against fraudulent claims for Biofuel Tax Credits. |
| 013 | Merit | DOJ Civil Division / HHS-OIG / FBI | Merit Medical Systems and Whistleblower Profile of Merit Medical Systems and whistleblower that reported on illegal payments, raising risk levels for all. |
| 012 | George Matus, Peter Matus / Investor Relations | SEC | Insider Trading Laws and SEC Rule 10b-5 Examining how corporate officers violated Insider Trading Laws and SEC Rule 10b-5 by exploiting confidential non-public information.g of their securities in the capital markets. |
| 011 | Jose Aman / Natural Diamonds / Eagle / Argyle Coin | SEC / DOJ | Ponzi Scheme in Diamonds and Cryptocurrency Learn how soliciting investors into a Ponzi scheme in diamonds and cryptocurrency promising high returns led to serious criminal charges. |
| 010 | Argos USA LLC | DOJ | Anti-Trust Law Violations Learn how emphasizing due diligence and compliance can help avoid Antitrust Law violations. |
| 009 | Allscripts Healthcare | DOJ | HIPAA Infractions Learn how failing to strictly abide by rules and regulations may lead to HIPAA infractions. |
| 008 | Agee Fisher Barrett | IRS-CI / USPS | Real Estate Syndicator and Tax Preparer Violate Federal Tax laws Real estate syndicators and tax preparers violate Federal Tax Laws by abusing loopholes and deductions. |
| 007 | Schneider Electric Buildings Americas | GSA-OIG / NCIS | Violating Anti-Corruption and Anti-Kickback Laws Failure to implement compliance programs can lead to violating Anti-Corruption and Anti-Kickback laws. |
| 006 | USP Labs Supplement Company | FDA / DOJ | Breaking FDA Rules Understand how breaking FDA rules led to criminal prosecution for USP Labs. |
| 005 | Deck Won Kang / | DAPA / DOJ | Violations of the Foreign Corrupt Practices Act Bribery of international officials can lead to violations of the Foreign Corrupt Practices Act. |
| 004 | Workrite | FBI / DOJ | Violating the False Claims Act Learn the necessary precautions for a government contractor to protect against violating the False Claims Act. |
| 003 | Eaze Technologies, Inc., James Patterson, Hamid Akhavan, Rueben Weigand | FBI / US Treasury Department | Eaze Cannabis CEO Bank Fraud Scheme Learn about a cannabis CEO caught up in a $100 million bank fraud scheme. |
| 002 | Rising Eagle Capital Group LLC, J Squared Telecom LLC, Only Web Leads LLC, Rising Phoenix Group, Rising Phoenix Holdings, RPG Leads, Rising Eagle Capital Group, John C. Spiller, Jakob A. Mears | FCC | Telemarketing Fraud Learn how mistakes that violate federal law can bring disastrous consequences including government investigations, fines, and the potential for charges of white-collar crime. |
| 001 | Keith Berman / Decision Diagnostics Corp. (DECN) | DOJ / SEC | Defrauding Investors Learn consequences that follow for people that provide false or misleading information to investors: CEO of Decision Diagnostics Corp |
Was this post helpful?
Let us know if you liked the post. That’s the only way we can improve.