Compliance Mitigation exists to help business leaders avoid government investigations, and to help non-criminogenic people prepare if they’ve been charged with business-related crimes.
Compliance Mitigation serves two separate vertical markets, defined as:
- Business-to-Business Market,
- Business-to-Consumer Market
A larger government will lead to more investigations, and business leaders should do everything within their power to comply with laws and regulations. Click here for more information on risk mitigation.
B-to-B Business Model:
Business services will generate revenues through our Compliance-as-a-Service (CaaS) offerings, including:
- Case Study Subscription: Compliance 101
- The Department of Justice released a white-paper with guidance on qualifying for deferred-prosecution agreements.
- According to that DOJ guidance, prosecutors consider responses to three questions when determining whether a company qualifies for a deferred-prosecution agreement (DPA) or a non-prosecution agreement (NPA). Those questions follow:
Qualifying for Deferred-Prosection Agreements::
- Is the corporation’s compliance program well designed?
- Is the program being applied earnestly and in good faith? In other words, is the program adequately resourced and empowered to function effectively?
- Does the corporation’s compliance program work” in practice?
Compliance 101:
- Our course, Compliance 101, offers case studies that profile individuals and companies that regulators have targeted for investigations, and that prosecutors have targeted for prosecution.
- Each case study is part of our Learning Management System (LMS), that includes supplementary video and audio files.
- Participants that complete a case study have an opportunity to take a quiz.
- The LMS rewards participants that score 80% or better on the quiz with a certificate.
- Each certificate includes a QR code that is matched to the employee.
- Participants may offer certificates to their supervisors for inclusion in personnel files, qualifying participants for bonus or career advancement, at the company’s discretion.
- Our team maintains cloud-based records of the compliance training, and we provide monthly reports to subscribing companies.
- Fee Structure: Subscriptions of $25 per month, per participating employee.
Risk Assessments:
- The Department of Justice advises each company to complete a risk assessment, then to create training systems and control systems that are appropriate to findings in the risk assessment.
- Our Corporate Risk Assessment begins with messaging. To provide a finished product that tells the full corporate story in both written format, and visual format, our team members are available to complete the following tasks:
- Interview all corporate officers to develop an understanding of the business model and identify risks.
- Interview all managers to further develop an understanding of the business model and identify risks.
- Review all appropriate corporate documents and processes to identify risks.
- Create an organizational chart with job descriptions.
- Create a process map to show the companies good-faith effort to operate in compliance with all laws and regulations.
- Create policies and procedures for each corporate function.
- Create a Customer-Relationship Management system to help leaders monitor operations.
- Create a compliance-training system in accordance with DOJ guidelines, and to help businesses show why they qualify for deferred-prosecution agreements.
- Fee Structure:
- Depending upon headcount and services requested. Pricing begins in the $10,000.00 range for risk-assessment and development of corporate messaging assets.
- Free consultation
- Fee Structure:
- Our Corporate Risk Assessment begins with messaging. To provide a finished product that tells the full corporate story in both written format, and visual format, our team members are available to complete the following tasks:
B-to-C Business Model:
When non-criminogenic consumers face charges for business-related crimes, our team can help. We offer the following services:
- Mitigation Packages: When government investigations result in people needing to prepare for sentencing, we help those people build a case to show why they’re worthy of leniency.
- Preparing After Sentencing: When people must deal with the aftermath of a criminal conviction, we assist them in engineering an effective strategy to emerge successfully.
- Reputational Repair: When litigation has harmed a person’s reputation, we assist those people in restoring their reputation in ways that will allow them to recalibrate, restore confidence, and resume their career as law-abiding, contributing citizens.
- Fee Structure: Depending upon service, $7,500.00+
Process Flow:
- Initial conversation to learn how our team can best help.
- Create detailed scope-of-work to identify specific deliverables to help client, with clear descriptions of our terms-of-service.
- Invoice in accordance with terms specified in scope-of-work.
- Follow up call from one of our company’s team leaders, in accordance with terms-of-service.
- Commencement of work, in accordance with signed scope.
- Deliverable, in accordance with scope.
- Request client for honest review on Trust Pilot.