Business Model

Compliance Mitigation exists to help business leaders avoid government investigations, and to help non-criminogenic people prepare if they’ve been charged with business-related crimes.

Compliance Mitigation serves two separate vertical markets, defined as:

1. Business-to-Business Market,
2. Business-to-Consumer Market

A larger government will lead to more investigations, and business leaders should do everything within their power to comply with laws and regulations. Click here for more information on risk mitigation.

B-to-B Business Model:

Business services will generate revenues through our Compliance-as-a-Service (CaaS) offerings, including:

• Case Study Subscription: Compliance 101
  • The Department of Justice released a white-paper with guidance on qualifying for deferred-prosecution agreements.
  • According to that DOJ guidance, prosecutors consider responses to three questions when determining whether a company qualifies for a deferred-prosecution agreement (DPA) or a non-prosecution agreement (NPA). Those questions follow:

Qualifying for Deferred-Prosection Agreements::

1. Is the corporation’s compliance program well designed?
2. Is the program being applied earnestly and in good faith? In other words, is the program adequately resourced and empowered to function effectively?
3. Does the corporation’s compliance program work” in practice?

Compliance 101:

• Our course, Compliance 101, offers case studies that profile individuals and companies that regulators have targeted for investigations, and that prosecutors have targeted for prosecution.
  • Each case study is part of our Learning Management System (LMS), that includes supplementary video and audio files.
  • Participants that complete a case study have an opportunity to take a quiz.
  • The LMS rewards participants that score 80% or better on the quiz with a certificate.
  • Each certificate includes a QR code that is matched to the employee.
  • Participants may offer certificates to their supervisors for inclusion in personnel files, qualifying participants for bonus or career advancement, at the company’s discretion.
  • Our team maintains cloud-based records of the compliance training, and we provide monthly reports to subscribing companies.
    • Fee Structure: Subscriptions of $25 per month, per participating employee.

Risk Assessments:

• The Department of Justice advises each company to complete a risk assessment, then to create training systems and control systems that are appropriate to findings in the risk assessment.
  • Our Corporate Risk Assessment begins with messaging. To provide a finished product that tells the full corporate story in both written format, and visual format, our team members are available to complete the following tasks:
    • Interview all corporate officers to develop an understanding of the business model and identify risks.
    • Interview all managers to further develop an understanding of the business model and identify risks.
    • Review all appropriate corporate documents and processes to identify risks.
    • Create an organizational chart with job descriptions.
    • Create a process map to show the companies good-faith effort to operate in compliance with all laws and regulations.
    • Create policies and procedures for each corporate function.
    • Create a Customer-Relationship Management system to help leaders monitor operations.
    • Create a compliance-training system in accordance with DOJ guidelines, and to help businesses show why they qualify for deferred-prosecution agreements.
      • Fee Structure:
        • Depending upon headcount and services requested. Pricing begins in the $10,000.00 range for risk-assessment and development of corporate messaging assets.
        • Free consultation

B-to-C Business Model:

When non-criminogenic consumers face charges for business-related crimes, our team can help. We offer the following services:

1. Mitigation Packages: When government investigations result in people needing to prepare for sentencing, we help those people build a case to show why they’re worthy of leniency.
2. Preparing After Sentencing: When people must deal with the aftermath of a criminal conviction, we assist them in engineering an effective strategy to emerge successfully.
3. Reputational Repair: When litigation has harmed a person’s reputation, we assist those people in restoring their reputation in ways that will allow them to recalibrate, restore confidence, and resume their career as law-abiding, contributing citizens.
   1. Fee Structure: Depending upon service, $7,500.00+

Process Flow:

1. Initial conversation to learn how our team can best help.
2. Create detailed scope-of-work to identify specific deliverables to help client, with clear descriptions of our terms-of-service.
3. Invoice in accordance with terms specified in scope-of-work.
4. Follow up call from one of our company’s team leaders, in accordance with terms-of-service.
5. Commencement of work, in accordance with signed scope.
6. Deliverable, in accordance with scope.
7. Request client for honest review on Trust Pilot.